Preventing Financial Crime

An international estate agency business (EAB), head quartered in London and operating across an extensive branch network both at home and abroad.

Fully mapped business operations from money laundering regulation to operational systems and controls.
Embedded and sustainable operational money laundering policies and processes.
Clear risk-based approach to managing even the most complex client structures
An experienced CDD team capable of reacting rapidly to surges and demands of a seasonal business
Incredibly agile and responsive CDD team to meet seasonal or other complex demands
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KYC Remediation

Major global bank

Remediated tens of thousands of High, Medium and Low risk cases.
Supply of management and team to cover all KYC remediation.
Pipeline and volume/throughput management.
Quality management, process improvement and metrics/MI.
Support of KYC BAU function.
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KYC Remediation

Major global bank

Overall management and quality assurance of KYC remediation.
Set-up of off-shore operation including staff training.
Implementation of Operating Processes and Procedures.
Remediation of tens of thousands of investment banking KYC files.
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KYC Remediation

Major inter-dealer broker

Remediation of 5,000 High-Risk files across complex jurisdictions.
Front office and client contact to get documentation.
Enhancement of AML processes and procedures.
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Transaction Monitoring Remediation

A European Retail Bank with over 4000 employees globally

Rapid deployment of a team of transaction monitoring specialist and senior regulatory consultants
Completed a review of c.800 personal and savings accounts
Identified and reported to the bank’s senior management team on anti-money laundering concerns
Made recommendations to the Bank
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KYC Hire Train Deploy

A major global investment bank.

Assisted the bank with the recruitment process
Ran a comprehensive eight–week training programme for the newly recruited team
Lysis KYC Operations Managers set up the operating and QA framework
Supplied SME, QA and coaching resources to support the team on the production floor in the first three months.
SME and QA support was thereafter provided by Lysis from London.
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